Securities

Securities 8 matching products

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Brokers and Dealers in Securities - AICPA Audit and Accounting Guide
Reflecting standards issued by the PCAOB, FASB and ASB, receive how-to advice for handling financial statements for brokers and dealers in securities. Understand unique treatments of financial statements and reports for this industry.
Publications | Paperback
$70.00 - $87.50
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Corporations -- Checklists and Illustrative Financial Statements
Handy checklists to help you prepare financial statements for corporations of all types and assist you in determining the adequacy of disclosures in the financial statements you’re auditing.
Publications | Paperback
$45.00 - $56.25
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Corporations -- Checklists and Illustrative Financial Statements
Handy checklists to help you prepare financial statements for corporations of all types and assist you in determining the adequacy of disclosures in the financial statements you’re auditing.
Publications | Paperback
$45.00 - $56.25
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Brokers and Dealers in Securities - AICPA Audit and Accounting Guide
Reflecting standards issued by the PCAOB, FASB and ASB, receive how-to advice for handling financial statements for brokers and dealers in securities. Understand unique treatments of financial statements and reports for this industry.
Publications | Paperback
$70.00 - $87.50
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AICPA Audit and Accounting Manual [Subscription]
Developed exclusively for small- and medium-size CPA practices, this unique one-volume manual explains and demonstrates useful techniques and procedures for conducting compilation, review and audit engagements — from planning to internal control to accountants' reports.
Publications | Loose-leaf, Online Subscription
$125.00 - $387.50
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Audits of Futures Commission Merchants, Introducing Brokers, and Commodity Pools, Second Edition
This practice aid includes an overview of the commodity industry, and a discussion of a commodity entity’s functions, books and records, including regulatory recordkeeping requirements. In addition, you get exhibits with both sample letters and sample reports to assist in reporting on the financial statements and other written assertions of commodity entities.
Publications | Online Subscription, Paperback
$69.00 - $86.25
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Auditing Derivative Instruments, Hedging Activities, and Investments in Securities – AICPA Audit Guide [Subscription]
This Audit Guide summarizes applicable practices and delivers "how-to" advice for handling almost every type of financial statement.
Publications | CD-ROM, Online Subscription
$59.00 - $73.75
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Audit and Accounting Manual
This unique one-volume manual explains and demonstrates useful techniques and procedures for conducting compilation, review and audit engagements.
Publications | Paperback
$135.00 - $168.75
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Brokers and Dealers in Securities -- AICPA Audit and Accounting Guide [Subscription]
This Audit and Accounting Guide summarizes applicable practices and delivers "how-to" advice for handling almost every type of financial statement.
Publications | CD-ROM, Online Subscription
$85.00 - $192.50
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AICPA/FMD National Conference on the Securities Industry
November 17-18, 2010 - New York, NY - The National Conference on the Securities Industry sponsored by the AICPA and the FMD of SIFMA provides the most comprehensive updates in accounting, tax and regulatory matters — delivered by key individuals and regulators of the SEC, Federal Reserve, FINRA, CFTC and the FASB.
Conferences | Conference
$950.00 - $1250.00
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